Investment Advisory Audits
"Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) REGULATIONS, 2013 for last and current financial year are as under" :
| Financial Year | Compliance Audit Status | Remarks, If any |
|---|---|---|
| FY 2020-21 | Completed | No adverse remarks from auditor |
| FY 2021-22 | Completed | No adverse remarks from auditor |
| FY 2022-23 | Completed | No adverse remarks from auditor |
Disclosure
Name: Niveshaay Investment Advisors
Registered Office Address: Office no. 508, 5th floor, SNS platina opposite Shrenik Residency, Near OM Sai Row house, Vesu, Surat, Gujarat, 395007
Investment Advisor SEBI Registration Number: INA000017541 (Validity: Perpetual)
BASL Membership ID: 1938
Principal Officer Details:
Name: Vikram Sharma
Email: info@niveshaay.com/ research@niveshaay.com/ investments@niveshaay.com/ smallcase@niveshaay.com
Contact: 8200384930
Compliance/ Grievance Officer Details:
Name: Vikram Sharma
Email: research@niveshaay.com
Contact: 7859870559
Please contact our compliance officer Mr. Vikram Sharma, email id – research@niveshaay.com and phone no +91- 7859870559
You may also approach Partner/ IA - Mr. Arvind Kothari, Email ID: research@niveshaay.com and Phone No.- 8200384930
In case you are not satisfied with our response you can lodge your grievance with SEBI at http://scores.sebi.gov.in or you may also write to any of the offices of SEBI. For any queries, feedback or assistance, please contact SEBI office on Toll Free Helpline at 1800 22 7575/ 1800 266 7575. SCORES may be accessed thorough SCORES mobile application as well, same can be downloaded from below link:
https://play.google.com/store/apps/details?id=com.ionicframework.sebi236330
ODR Portal could be accessed, if unsatisfied with the response. Your attention is drawn to the SEBI circular no. SEBI/HO/OIAE/OIAE_IAD-1/P/CIR/2023/131 dated July 31, 2023, on “Online Resolution of Disputes in the Indian Securities Market”. A common Online Dispute Resolution Portal (“ODR Portal”) which harnesses conciliation and online arbitration for resolution of disputes arising in the Indian Securities Market has been established. ODR Portal can be accessed via the following link - https://smartodr.in/
Corresponding SEBI Office Address: Unit No: 002, Ground Floor, SAKAR I, Near Gandhigram Railway Station, Opp. Nehru Bridge, Ashram Road, Ahmedabad – 380 009
Disclaimer:
Investment in securities market are subject to market risks. Read all the related documents carefully before investing.
Registration granted by SEBI, membership of BASL and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.
The securities quoted are for illustration only and are not recommendatory.